More information on preliminary steps

Obtaining correspondence file

Donor correspondence files for all collections are part of the Schlesinger Library's records (RG XVIII). As of January 2018 these paper files are all listed in the Schlesinger Library records finding aid.

Search that finding aid to find all the folders of donor correspondence (there may be more than one, especially if files were transferred to the Archives at different times). The relevant series is 2.1.

the last 20 or so cartons of correspondence, listed as "Correspondence files sent to Archives January 2018," have been digitized in their entirety. You should be able to view the digital files through the database "DOG Tracker."

If you need to retrieve a box to view a paper file, you can locate it using SL Tracker. 

SL Tracker has a separate "RA view" that you need to use to find out where the boxes listed in the finding aid above live. Some tips about searching: The RG# of the Library records is XVIII, and the series is listed as "02.1".

If your collection is quite new, you should check with curators Jenny Gotwals, Patrice Green, and Victor Betts  to see if they have any other information in a personal file on the collection.

Access HOLLIS Bibliographic Record
Print out the bib records from HOLLIS. The brief bio and scope notes provide a useful starting point. Next, update the catalog record in ALMA in order to notify potential researchers that the material is not available until it is processed.

If the collection had an item record, delete it so that the collection cannot be requested through Aeon.  See Creating and Deleting Item Records in Alma.

You must update both the 500 and 506 fields (see below).

Open the bibliographic record. If there is a 500 field stating "Unprocessed but available for research," delete it.
In the holdings record, either add or alter existing 506 line:
506 1b $aClosed while being processed.[b=blank; $=delimiter]

Save to the database. Look at the record in HOLLIS to make sure it is correct. (See Editing an existing bibliographic record in Alma for more information.)

Review, Complete and Re-file the Accession/Control Card(s)
The blue accession/control cards (usually referred to as the "blue cards") contain the most complete information on each collection before it is processed. These cards (located in the brown metal 5x8 card file in the accessioning area on the Library 3rd floor) note donor/collection name; date, quantity (including formats), previous locations (no longer valid), and existence of finding aids. The initials PI (found in the location column) stand for Preliminary Inventory; more recent lists are denoted CL, for Container Lists (see below). Pull the blue card(s) for the collection from the "Unprocessed Collections" section. Enter your name and the date you begin processing. Photocopy the card(s) for future reference when pulling materials from the vault(s), ordering material from the Harvard Depository (HD), the offsite repository, and entering accession information in finding aids. Refile blue card(s) in the "Work in Progress" section of the card file (also filed alphabetically by collection).

Review The Preliminary Finding Aids & Container Lists
Some collections have Preliminary Inventories (PIs) as noted on the accession card; while we no longer use this term, or create preliminary inventories, the information they contain is helpful. Hard copies of preliminary inventories are interfiled alphabetically with finding aids for processed collections in the lateral files outside Room 420. They were typed/printed on yellow paper, to distinguish them from the finding aids for processed collections. Copies (on white paper only) of both final finding aids and PIs are also in the black binders in the reference area (2nd floor), and in the Reading Room. Notify Public Services when you begin processing a collection so they can remove these copies.

If a PI exists in electronic form, it was transferred to a computer disc; its disc number will be noted on the blue card (e.g., Disc #68). These discs are located near the accession card file cabinet. If a collection has numerous accessions, or has a lengthy PI, the electronic file(s) can be copied back onto the computer to aid searching. Some of the files may no longer be readable by MS Word. If not, try opening them in either Notepad or Wordpad, but if they are gibberish, exit without saving, and consult the Technical Specialist to see if she can convert the document from its old software to Word. If that fails, scan the printed PI (with OCR) using the scanner on the 3rd floor.

Check HOLLIS for Archival Discovery to see if the preliminary finding aid is posted. If so, ask Johanna to edit any existing finding aid or collection inventory to say the collection is closed while being processed. (N.B. it was old practice to delete most of an online inventory while work was being done; this is not possible in ArchivesSpace.)

Some collections also have Container Lists (CL) and/or accessioning notes not found in the main A-Z sequence in lateral files outside Room 420 or 2nd floor reference binders. Located in the smaller lateral file cabinet outside of Room 420, they are filed alphabetically by collection name, in a section of the drawer called "Collection Notes." As of fall 2004, newly created container lists exist both in hard copy and in electronic format; see G:\SCHLES\COLLECTION SERVICES\Container Lists. CL's created before that date exist only in hard copy and many are handwritten; additionally, these early CL's are not noted on the blue cards. Always check both lateral files before beginning to process!

Obtain a Manuscript Collection Number (MC#) and EAD ID #
After collecting the above background information, assign the collection a MC#.
First consult the MC shelf list (white 4x6" cards) located in the "Shelf List" drawer of the card file located in the accessioning area on the 3rd floor of the Library. The card in the back of the MC section has the list of assigned numbers; use the next one. The format is: MC ###. Be sure to enter the next number and your collection name on the card.
At this point, if undertaking a very large collection, consult with Kelcy about ordering a rubber stamp bearing the collection name and MC number. A pre-made stamp saves time in labeling folders; stamping empty folders is far more efficient than stamping full ones.
Each collection must also have an EAD ID # assigned by Paula Aloisio. This unique identification number is required by the OASIS site at Harvard to mark up your finding aid in XML. The format appears as three lower case alpha characters, representing each institution, followed by five numerals (e.g., sch10342).

Background Research
To obtain familiarity with the subject of your collection and gain rudimentary information for the biographical note, consult a variety of sources; start with Notable American Women, and Who's Who (both available in Public Services), and any existing biographies (available at Harvard). Consult online resources as well, including: World Biographical Information System Index, http://nrs.harvard.edu/urn-3:hul.eresource:wbiogind.