ETD Holdings for Alma

There are two types of holding records that are required for ProQuest ETDs. 

ETDs that are submitted through the ProQuest ETD Admin tool may or may not have copies deposited into DASH. The DASH status of an ETD determines how both of its holding records will be created. The majority of ETDs are deposited into DASH. Only two categories of ETDs are not deposited into DASH: those from DCE Creative Writing and those from SEAS that have opted out of DASH.

The first holding record: Alma record creation

When bibliographic records for ProQuest ETDs are created and added to Alma, each bib record also needs to have a holding record of some kind. 

  • ETDs deposited into DASH have a NET holding with a URN that points to the entry in DASH. 
  • For the two cases in which an ETD is not deposited into DASH (DCE Creative Writing and SEAS opt-outs) a NET OFFLINE holding [instructions linked below) is created on initial Alma record creation.

School / Program

Oversight

DASH?

Holding guidance

DCE → Creative Writing

HUA

No

Library holding. See ETD loads into Alma - bib and holdings creation for delivery and DRS copies

DCE

HUA

Yes

NET holding with a URN pointing to the DASH entry 

GSAS

HUA

Yes

NET holding with a URN pointing to the DASH entry 

GSD

GSD

Yes

NET holding with a URN pointing to the DASH entry 

GSE

HUA

Yes

NET holding with a URN pointing to the DASH entry 

HBS (through May 2021)
The DBA program is now a PhD program in GSAS.

HBS

Yes 

NET holding with a URN pointing to the DASH entry

HDS

HUA

Yes

NET holding with a URN pointing to the DASH entry 

HMS

HMS

Yes

NET holding with a URN pointing to the DASH entry 

HSDM

HMS

Yes

NET holding with a URN pointing to the DASH entry 

HSPH

HMS

Yes

NET holding with a URN pointing to the DASH entry 

SEAS (authors who opt into DASH)

HUA

Yes

NET holding with a URN pointing to the DASH entry 

SEAS (authors who opt out of DASH)

HUA

No

Library holding. See ETD loads into Alma - bib and holdings creation for delivery and DRS copies

The second holding record: after DRS deposit

After ETD records are added to Alma, the ETD files are deposited into DRS. The DRS object information is added as a second holding to the appropriate Alma record. This holding provides a way to find the ETD in DRS. See ETD loads into Alma for post-DRS MARCXML template information. 

  • For ETDs in DASH, the DRS information is added as a suppressed holding visible only to staff; this is referred to as a “Dark holding.” 
  • ETDs that are not deposited into DASH have a publicly-viewable holding to provide patrons with information on how to potentially access the ETD itself; these unsuppressed holdings are referred to as “Brightened holdings” or “Offline Digital holdings.”

School / Program

Oversight

DASH?

Holding guidance

DCE → Creative Writing

HUA

No

Library holding - update via API

DCE

HUA

Yes

Dark holding

GSAS

HUA

Yes

Dark holding

GSD

GSD

Yes

Dark holding

GSE

HUA

Yes

Dark holding

HBS (through May 2021)
The DBA program is now a PhD program in GSAS.

HBS

Yes

Dark holding

HDS

HUA

Yes

Dark holding

HMS

HMS

Yes

Dark holding

HSDM

HMS

Yes

Dark holding

HSPH

HMS

Yes

Dark holding

SEAS (authors who opt into DASH)

HUA

Yes

Dark holding

SEAS (authors who opt out of DASH)

HUA

No

Library - update VIA API